Papal Diplomatics
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Papal diplomatics is the scholarly and critical study (
diplomatics Diplomatics (in American English, and in most anglophone countries), or diplomatic (in British English), is a scholarly discipline centred on the critical analysis of documents: especially, historical documents. It focuses on the conventions, p ...
) of the authentic documents of the
papacy The pope ( la, papa, from el, πάππας, translit=pappas, 'father'), also known as supreme pontiff ( or ), Roman pontiff () or sovereign pontiff, is the bishop of Rome (or historically the patriarch of Rome), head of the worldwide Cathol ...
, largely to distinguish them from spurious documents. The study emerges in the Middle Ages and has been further refined in the centuries since.


History

The authenticity of papal bulls, alongside royal charters and other legal instruments, became a matter of concern in the Middle Ages. The
Papal Chancery The Apostolic ChanceryCanon 260, ''Code of Canon Law'' of 1917, translated by Edward N. Peters, Ignatius Press, 2001. ( la, Cancellaria Apostolica; also known as the "Papal" or "Roman Chanc(ell)ery") was a dicastery of the Roman Curia at the ser ...
oversaw control of documents and precautions taken against forgery.
Pope Gregory VII Pope Gregory VII ( la, Gregorius VII; 1015 – 25 May 1085), born Hildebrand of Sovana ( it, Ildebrando di Soana), was head of the Catholic Church and ruler of the Papal States from 22 April 1073 to his death in 1085. He is venerated as a saint ...
refrained even from attaching the usual leaden seal to a bull for fear it should fall into unscrupulous hands and be used for fraudulent purposes, while
Pope Innocent III Pope Innocent III ( la, Innocentius III; 1160 or 1161 – 16 July 1216), born Lotario dei Conti di Segni (anglicized as Lothar of Segni), was the head of the Catholic Church and ruler of the Papal States from 8 January 1198 to his death in 16 J ...
issued instructions with a view to the detection of forgeries. An ecclesiastic of the standing of
Lanfranc Lanfranc, OSB (1005  1010 – 24 May 1089) was a celebrated Italian jurist who renounced his career to become a Benedictine monk at Bec in Normandy. He served successively as prior of Bec Abbey and abbot of St Stephen in Normandy and then ...
has been seriously accused of conniving at the fabrication of bulls, and so the need of some system of tests became obvious. But the medieval criticism of documents was not very satisfactory even in the hands of a jurist like
Pope Alexander III Pope Alexander III (c. 1100/1105 – 30 August 1181), born Roland ( it, Rolando), was head of the Catholic Church and ruler of the Papal States from 7 September 1159 until his death in 1181. A native of Siena, Alexander became pope after a con ...
. Though Laurentius Valla, the humanist, was right in denouncing the
Donation of Constantine The ''Donation of Constantine'' ( ) is a forged Roman imperial decree by which the 4th-century emperor Constantine the Great supposedly transferred authority over Rome and the western part of the Roman Empire to the Pope. Composed probably in t ...
, and though the Magdeburg Centuriator,
Matthias Flacius Matthias Flacius Illyricus (Latin; hr, Matija Vlačić Ilirik) or Francovich ( hr, Franković) (3 March 1520 – 11 March 1575) was a Lutheran reformer from Istria, present-day Croatia. He was notable as a theologian, sometimes dissenting strong ...
, was right in attacking the
Pseudo-Isidorian Decretals Pseudo-Isidore is the conventional name for the unknown Carolingian-era author (or authors) behind an extensive corpus of influential forgery, forgeries. Pseudo-Isidore's main object was to provide accused bishops with an array of legal protectio ...
, their methods, in themselves, were often crude and inconclusive. The modern discipline of
diplomatics Diplomatics (in American English, and in most anglophone countries), or diplomatic (in British English), is a scholarly discipline centred on the critical analysis of documents: especially, historical documents. It focuses on the conventions, p ...
really dates only from the time of the Benedictine Dom
Jean Mabillon Dom Jean Mabillon, O.S.B., (; 23 November 1632 – 27 December 1707) was a French Benedictine monk and scholar of the Congregation of Saint Maur. He is considered the founder of the disciplines of palaeography and diplomatics. Early life Mabil ...
(1632–1707), whose fundamental work, ''De Re Diplomatica'' (Paris, 1681), was written to correct the principles advocated in the criticism of ancient documents by the
Bollandist The Bollandist Society ( la, Societas Bollandistarum french: Société des Bollandistes) are an association of scholars, philologists, and historians (originally all Jesuits, but now including non-Jesuits) who since the early seventeenth century h ...
,
Daniel Papebroch Daniel Papebroch, S.J., (17 March 1628 – 28 June 1714) was a Flemish Jesuit hagiographer, one of the Bollandists. He was a leading revisionist figure, bringing historical criticism to bear on traditions of saints of the Catholic Church. Life ...
. Scholars including Barthélemy Germon (1663–1718) and
Jean Hardouin Jean Hardouin ( en, John Hardwin; la, Johannes Harduinus; 1646 – 3 September 1729), was a French classical scholar. He is most known for his theory that most texts from Antiquity were forgeries. Biography He was born at Quimper in Brittany. ...
in France, and, to a lesser degree,
George Hickes George Hickes may refer to: * George Hickes (divine) (1642–1715), English divine and scholar * George Hickes (Manitoba politician) (born 1946), Canadian politician * George Hickes (Nunavut politician) George Hickes, Jr. is a Canadian politi ...
in England, rejected Mabillon's criteria; but all that has been done since Mabillon's time has been to develop his methods and occasionally to modify his judgements upon some point of detail. After the issue of a ''Supplement'' in 1704, a second, enlarged and improved edition of the ''De Re Diplomatica'' was prepared by Mabillon himself and published in 1709, after his death, by his pupil
Thierry Ruinart Dom Thierry Ruinart (also Theodore, Theodoricus) (1657–1709) was a French Benedictine monk and scholar. He was a Maurist, and a disciple of Jean Mabillon. Of his many works, the one now cited is his ''Acta sincera'', a martyrology, written in La ...
. This pioneer work had not extended to any documents later than the thirteenth century and had taken no account of certain classes of papers, such as the ordinary letters of the popes and privileges of a more private character. Two other Maurists, Dom Toustain and Dom Tassin, compiled a work in six large quarto volumes, with many facsimiles etc., known as the ''Nouveau Traité de Diplomatique'' (Paris, 1750–1765). It was a small advance on Mabillon's own treatise, but was widely used; and was presented in a more summary form by François Jean de Vaines, and others. With the exception of some useful works directed at particular countries, as also the treatise of
Luigi Gaetano Marini Luigi Gaetano Marini (18 December 1742 – 7 May 1815) was an Italian natural philosopher, jurist, historian, archaeologist and epigraphist. Biography Marini was born in Sant'Arcangelo (pagus Acerbotanus). Having received a comprehensive prepara ...
on papyrus documents, no great advance was made in the science for a century and a half after Mabillon's death. The ''Dictionnaire raisonné de diplomatique chrétienne'' by Maximilien Quantin, which forms part of Migne's ''Encyclopedia'', is a digest of older works; and the sumptuous ''Eléments de paléographie'' of de Wailly (2 vols, 1838) has little independent merit. In the second half of the 19th century the field was active, with the names of
Léopold Delisle Leopold may refer to: People * Leopold (given name) * Leopold (surname) Arts, entertainment, and media Fictional characters * Leopold (''The Simpsons''), Superintendent Chalmers' assistant on ''The Simpsons'' * Leopold Bloom, the protagonist o ...
, the chief librarian of the
Bibliothèque Nationale A library is a collection of materials, books or media that are accessible for use and not just for display purposes. A library provides physical (hard copies) or digital access (soft copies) materials, and may be a physical location or a vir ...
, Paris, M. de Mas-Latrie, professor at the Ecole de Chartres, and
Julius von Pflugk-Harttung Julius von Pflugk-Harttung (8 November 1848 – 5 November 1919) was a German historian, best known as an authority on Papal and medieval history. Biography He was born at Wernikow, and served as a soldier during the Franco-Prussian War. He stu ...
, the editor of a series of facsimiles of papal bulls. A calendar of early papal bulls began appearing from 1902, the results of researches of P. Kehr, A. Brackmann, and W. Wiederhold, in ''Nachrichten der Göttingen Gesellsehaft der Wissenschaften''. Papal regesta were published, especially by members of the Ecole Française de Rome.


Subject-matter

Officials concerned with the preparation of the documents collectively formed the Chancery. The constitution of the Chancery, which in the case of the
Holy See The Holy See ( lat, Sancta Sedes, ; it, Santa Sede ), also called the See of Rome, Petrine See or Apostolic See, is the jurisdiction of the Pope in his role as the bishop of Rome. It includes the apostolic episcopal see of the Diocese of Rome ...
seems to date back to a '' schola notariorum'', with a ''
primicerius The Latin term ''primicerius'', hellenized as ''primikērios'' ( el, πριμικήριος), was a title applied in the later Roman Empire and the Byzantine Empire to the heads of administrative departments, and also used by the Church to denote t ...
'' at its head, of which we hear under
Pope Julius I Pope Julius I was the bishop of Rome from 6 February 337 to his death on 12 April 352. He is notable for asserting the authority of the pope over the Arian Eastern bishops, as well as a dubious claim that he set 25 December as the official birthda ...
(337–352), varied from period to period, and the part played by the different officials composing it necessarily varied also. Besides the Holy See, each bishop also had some sort of chancery for the issue of his own episcopal acts. The procedure of the Chancery is only a study preparatory to the examination of the document itself. Secondly, we have the text of the document. As the position of the Holy See became more fully recognized, the business of the Chancery increased, and there arose a marked tendency to adhere strictly to the forms prescribed by traditional usage. Various collections of these formulae, of which the ''Liber Diurnus'' is one of the most ancient, were compiled at an early date. Many others will be found in the ''Recueil général des formules'' of Eugène de Rozière (Paris, 1861–1871), though these, like the series published by Zeumer, are mainly secular in character. After the text of the document, which of course varies according to its nature, and in which not merely the wording but also the rhythm (the so-called ''cursus'') has often to be considered, attention must be paid: * to the manner of dating * to the signatures * to the attestations of witnesses etc. * to the seals and the attachment of the seals (
sigillography Sigillography, also known by its Greek-derived name, sphragistics, is the scholarly discipline that studies the wax, lead, clay, and other seals used to authenticate archival documents. It investigates not only aspects of the artistic design and ...
) * to the material upon which it is written and to the manner of folding * to the handwriting (including the science of
palaeography Palaeography (American and British English spelling differences#ae and oe, UK) or paleography (American and British English spelling differences#ae and oe, US; ultimately from grc-gre, , ''palaiós'', "old", and , ''gráphein'', "to write") ...
). All these matters fall within the scope of diplomatics, and all offer different tests for the authenticity of any given document. There are other details which often need to be considered, for example the
Tironian notes Tironian notes ( la, notae Tironianae, links=no) are a set of thousands of signs that were formerly used in a system of shorthand (Tironian shorthand) dating from the 1st century BCE and named after Tiro, a personal secretary to Marcus Tullius Ci ...
(or shorthand), which are of not infrequent occurrence in primitive '' Urkunden'', both papal and imperial.See Tangl, "Die tironischen Noten", in ''Archiv für Urkundenforschung'' (1907), vol. 1, pp. 87-166. A special section in any comprehensive study of diplomatics is also likely to be devoted to spurious documents: the number is surprisingly great.


See also

*
Rota (papal signature) The ''rota'' is one of the symbols used by the pope to authenticate documents such as papal bulls. It is a cross inscribed in two concentric circles. Pope Leo IX was the first pope to use it. The four inner quadrants contain: " ''Petrus''", ...


References

;Attribution * The entry cites: **Giry, ''Manuel de Diplomatique'' (Paris, 1894) **Bresslau, ''Handbuch der Urkundenlehre'' (Leipzig, 1889), vol. 1. **''Practica Cancellariae Apostolicae'', ed. Ludwig Schmitz-Kallenberg (Munich, 1904), the working of the Chancery at the close of the 15th century, valuable for the indirect light thrown on other periods. **Tangl, ''Die päpstlichen Kanzlei-Ordnungen von 1200-1500'' (Innsbruck, 1894) **A. Meister, ''Die Anfänge der modernen diplomatischen Geheimschrift'' (Paderborn, 1902), on early ciphers, but the papal Chancery is hardly mentioned (see, however, p. 34). **Schmitz-Kallenberg, ''Grundriss der Geschichtswissenschaft'' (Leipzig, 1906), vol. 1, pp. 172–230, a summary account of papal diplomatics {{Papacy History of the papacy Archival science Document forgery Palaeography Textual criticism Textual scholarship